Strahinja Stojanovic Since the publication of the new revision of ISO 14001 last month, many people are wondering what documents are mandatory in this new 2015 revision. How many documents are required?
So, here is the list of requirements for documentation that you need to know – below you will see not only mandatory documents, but also the most commonly used documents for ISO 14001 implementation.
Mandatory documents and records required by ISO 14001:2015
Here are the documents you need to produce if you want to be compliant with ISO 14001:
- Scope of the EMS (clause 4.3)
- Environmental Policy (clause 5.2)
- Risk and Opportunities to be Addressed and Processes Needed (clause 6.1.1)
- Criteria for Evaluation of Significant Environmental Aspects (clause 6.1.2)
- Environmental Aspects with Associated Environmental Impacts (clause 6.1.2)
- Significant Environmental Aspects (clause 6.1.2)
- Compliance Obligations Document (clause 6.1.3)
- Environmental Objectives and Plans for Achieving Them (clause 6.2)
- Operational Control (clause 8.1)
- Emergency Preparedness and Response (clause 8.2)
And here are the mandatory records if you want to be compliant with ISO 14001:
- Records of Training, Skills, Experience and Qualifications (clause 7.2)
- Evidence of Communication (clause 7.4)
- Monitoring and Measurement Results (clause 9.1.1)
- Evidence of the Compliance Evaluation Result(s) (clause 9.1.2)
- Internal Audit Program (clause 9.2)
- Results of Internal Audits (clause 9.2)
- Results of the Management Review (clause 9.3)
- Results of Corrective Actions (clause 10.2)
Non-mandatory documents
There are numerous non-mandatory documents that can be used for ISO 14001 implementation. Although they are not required, I find these non-mandatory documents to be most commonly used:
- Procedure for Determining Context of the Organization and Interested Parties (clauses 4.1 and 4.2)
- Procedure for Identification and Evaluation of Environmental Aspects and Risks (clauses 6.1.1 and 6.1.2)
- Competence, Training and Awareness procedure (clauses 7.2 and 7.3)
- Procedure for Communication (clause 7.4)
- Procedure for Document and Record control (clause 7.5)
- Procedure for Internal Audit (clause 9.2)
- Procedure for Management Review (clause 9.3)
- Procedure for Management of Nonconformities and Corrective actions (clause 10.2)
So, this is it – what do you think? Is this too much to write? Do these documents cover all aspects of an Environmental Management System according to ISO 14001:2015?
Download a free preview of the ISO 14001 Premium Documentation Toolkit to see the structure for each document mentioned above.
